TAWBA IN THE SUFI PSYCHOLOGY OF ABU TÀLIB AL-MAKKI
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Journal of Islamic Studies Advance Access published
August 20, 2012
Journal of Islamic Studies (2012) pp. 1 of 31 doi:10.1093/jis/ets053
TAWBA IN THE SUFI PSYCHOLOGY OF
ABU TÀLIB AL-MAKKI (d. 996)
ATIF KHALIL
University of Lethbridge
Abü Talib al-Makki stands as one of the most influential writers of the
early period of Sufism. Dhahabi (d. 1348) referred to him as a ‘leader (imam), renunciant (zahid), and
enlightened one (arif ), the shaykh of the
Sufis’.1 Unfortunately, as in the case of many of the early
figures associated with the Sufi tradition, very little is known about his
life.2 Insofar as its details are concerned, what we can be
more or less certain of is that he was born in the Persian province of Jibal
and grew up in Makka, where he studied under Ibn al-A‘rabi (d. 952), a disciple
of Junayd (d. 910), as well as other Makkan masters.3 According
to Ibn
1 Shams al-Din Abü ‘Abd Allah al-Dhahabi, Siyar
a'lam al-nubula (ed. Shu‘ayb Arnâ’üt; Beirut: Muassasat al-Risala, 1996),
536-7.
2 This led Richard Gramlich in the introduction to his
German translation of the Qüt al-qulüb to complain of ‘the
meager information which has come down to us with respect to the life of Abü
Talib’: ‘Introduction’, Die Nahrung der Herzen (Stuttgart:
Franz Steiner, 1992-95), i. 11. For brief analyses of his thought and role in
early Sufism, see W. Mohammad Azam, ‘Abu Talib al-Makki: A Traditional
Sufi’, Hamdard Islamicus, 22/3 (1999): 71-9; Abdel Salam
Moghrabi, ‘La notion d’ascese dans la pensee de Abu Talib al-Makki’, Etudes
Orientales, 2 (1998): 52-5; Kojiro Nakamura, ‘Makki and Ghazali on
Mystical Practices’, Orient (Tokyo), 20 (1984): 83-91; M. A.
Shukri, ‘Abü Talib al-Makki and his Qüt al-Qulüb’, Islamic
Studies, 28/2 (1989): 161-70. Besides Gramlich’s German translation,
John Renard has translated Makki’s chapter on knowledge from the Qüt in
his Knowledge of God in Classical Sufism (New York: Paulist
Press, 2004), 112-263. Recently, a monograph has been published on Makki by
Saeko Yazaki, Islamic Mysticism and Abu Talib al-Makki (London:
Routledge, 2012).
3 Alexander Knysh, Islamic Mysticism: A Short
History (Leiden: Brill, 2000); 121; John Renard, Knowledge of
God, 34-5.
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Khallikan (d. 1282), it was because of his time in Makka that he was given
the attribution ‘al-Makki’.[4] [5] He
left for Basra sometime near the middle of the tenth century where he joined
the Salimiyya, a theological school which retraced its mystical teachings back
to Sahl al-Tustari (d. 896) through his close friend and disciple, Abh ‘Abd
Allah b. Salim (d. 909).5 Makki studied under Ibn Salim’s son, Abh l-Hasan
Ahmad b. Salim (d. 967).[6] He
later moved to Baghdad to study with Sarraj (d. 988),[7] author
of the well known Kitab al-Luma" (Book of Flashes), and
remained there until his death[8] in
996. In his time Makki was known for his knowledge of hadlth, his
public preaching and his rigorous asceticism.[9] Although
he is reported to have authored a number of works on tawhld,[10] none of them have survived. His most famous and
influential treatise was the Qüt al-qulüb (Nourishment of Hearts), a
work that is widely read and studied to this day.
Makki’s most comprehensive discussion of tawba, usually
translated as ‘repentance’,[11] appears
in the thirty-second chapter of the Qüt. Running
twenty pages in the lithograph edition,12 the chapter
represents the longest single sustained treatment of tawba, written
from a Sufi perspective, currently available to us from the first four
centuries of Islam.13 The Qut was one of the
most influential and widely read Sufi manuals in the formative period of the
tradition. As Arberry observed, Makki’s magnum opus was, along with Qushayri’s
(d. 1072) Risala, among the most valuable works of early Sufi
literature.14 When Rümï (d. 1273) spoke of the Prophet Noah’s
high spiritual standing, one which had been attained without book learning, he
singled out the works of Makki and Qushayri. ‘He had not read the Risala nor
the Qut, he wrote in the Mathnawl.15 Although
clearly intended as a criticism of mere book learning, the Persian mystic made
his point by acknowledging the status of the Qut among Sufis.
Ibn ‘Abbad (d. 1390) recorded his own praise for Makki’s work when he observed
that ‘nothing else of its scope is available and I know of no one who has
produced the likes of it. In it he sets forth the erudite sciences of Sufism
[in a manner] which defies
‘‘return’’’. Mu jam maqayls al-lugha (ed.
‘Abd al-Salam Muhammad Harün; Cairo: Maktabat al-Babi al-Halabi, 1969-72), i. 357.
In a religious context (tarif fl l-shar), however, it is
typically translated as ‘repentance’. al-Raghib al-Isfahani, Mufradat
alfac al-Qur’an (ed. Safwan ‘Adnan Dâ’üdï; Beirut: al-Dar al-Shamiyya,
2nd edn., 1997), 169. See also T. H. Weir’s entry on tawba in
the Encyclopedia of Religion and Ethics, s.v. ‘Repentance
(Muhammadan)’. The commonly accepted English translation of tawba derives
from a Latin root (paenitere) which emphasizes not the act of
turning away from the sin but the emotional experience of ‘regret’ or ‘remorse’
(= nadam) which follows in its wake. While repentance can
function as a viable translation of tawba in most cases, it
does occasionally obscure the deeper semantic nuances of the term which accent
not an emotional experience but an ethical or moral directional reorientation.
In the present analysis, however, repentance will be used to designate tawba because
it functions as a workable translation. For similar challenges faced by
biblical scholars in translating the Hebrew equivalent of tawba, namely teshuvah, see
Jacob J. Petuchowski’s observations in ‘The Concept of ‘‘Teshuvah’’ in the
Bible and the Talmud’, Judaism: A Quarterly Journal 17 (1968):
180.
12 I have used here the edition of Sa‘id Nasib Makarim:
Abü Talib al-Makki, Qüt al-qulüb fl mu amalat al-mahbüb wa-wasf tarlq
al-murld ila maqam al-tawhld (Beirut: Dar Sadir, 1995).
13 The Ahkam al-tawba of Muhasibi is a
much shorter work and is concerned not so much with tawba per
se as with the various sins the taib must turn away from.
Currently the work only exists in manuscript form.
14 A. J. Arberry, Sufism: An Account of the
Mystics of Islam (New York: Dover Publications, [repr.] 2002), xii.
15 Annemarie Schimmel, Mystical Dimensions of
Islam (Chapel Hill: University of North Carolina Press, 1975), 18.
explanation’.[12] Makki’s
most notable influence was undoubtedly on Ghazali (d. 1111), in whose Ihya’ there
are literally pages drawn directly from the Qüt.[13]
Makki’s discussion of tawba falls
within a lengthy section of the Qüt devoted to the Stations of
Certainty (maqamat al-yaqln). The Sufis differed on the number
of these stations, as well as whether some of them are to be included instead
among the ahwal or ‘states’. These stations, which, in Makki’s
mystical theology, are nine in number, function as the rungs of a ladder that
the spiritual aspirant must climb in his ascending journey to God. The inner
growth and purification of the soul is not possible without traversing each of
these stations and realizing their corresponding virtues. For Makki these
stations are, in the following order, tawba, patience (sabr), gratitude (shukr), hope (raja), fear (khawf), renunciation (zuhd), trust
in God (tawakkul), satisfaction (rida) and
love (mahabba).[14] The
elaborate analysis of these stations makes up almost a quarter of the
entire Qüt, with the section on tawakkul by
far the longest.[15]
The reader who comes to
Makki’s text on repentance expecting to find an esoteric exploration of this
concept will be disappointed. Although the Qüt remains one of
the most important works in the history of Islamic mysticism, it was meant to
serve as an instruction manual for spiritual novices and aspirants. Makki’s
intention in his chapter on tawba is not to elucidate the
transcendental mysteries of repentance,[16]
but to invite the seeker
properly to situate himself in relation to his own transgressions against God,
thereby preparing himself to acquire the other virtues that are necessary for
inner growth, illumination, and progress on the Path. Although the work is
primarily a practical work, it is also by no means simply a book of Sufi
commandments. Like Muhasibi (d. 857-8) before him, Makki minutely examines the
workings of the human psyche and draws attention to the various maladies of the
heart.21 He explores, like an astute psychoanalyst, the inner
promptings of the soul which impel it in the directions of virtue and vice. In
this regard, the Qut can be read as a work both of ethical
philosophy and spiritual psychology, even though its primary purpose is
pragmatic. Still, a perceptive reader will be able to draw out the universal
relevance of many of his inquiries into human nature. Renard has not
inaccurately described him as an ‘extraordinarily shrewd observer of the human
condition’.22
The more universal appeal of the Qut, however,
can be difficult to discern considering the degree to which the work is steeped
in the language of the Islamic revelation. The reader of the Qut will
not help
al-qulub, supposedly authored
shortly after the Qut, was intended for more advanced mystics
(ed. ‘Abd al-Qadir Ahmad ‘Ata; Cairo: Maktabat al-Qahira, n. d. [?1964].).
Scholarship is divided over its authenticity. Gramlich accepts its attribution
to Makki in his introductory remarks in Die Nahrung der Herzen, i.
19-20. Karamustafa, basing his view largely on the scholarship of Pourjavadi,
disagrees, stating that the ‘Ilm is ‘likely a
mid-fifth/eleventh century composition that relies heavily on the Sustenance [Qut]’.
See Ahmet Karamustafa, Sufism: The Formative Period (Berkeley,
CA: University of California Press, 2007), 87-8.
21 There is little question that, in the development of
his own psychology, Makki was influenced by as prominent a figure as Muhasibi.
Massignon stated that there are parts of the QUt that are
‘pale reflection^]’ of Muhasibi’s Riraya. See Louis
Massignon, Essay on the Origins of the Technical Language of Islamic
Mysticism (transl. Benjamin Clark; Notre Dame: University of Notre
Dame Press, 1997), 164. The exact nature and extent of this influence, however,
has not yet been studied, and would require a close comparative analysis of the
works of Muhasibi and the Qut, which is beyond the scope of
this study. For the purposes of the present article, it is sufficient to note
that a Muhasibian influence does not seem to be definitively present in Makki’s
discussion of tawba. Despite the liberty with which Makki quotes
his predecessors in his chapter on tawba, he makes no mention of
Muhasibi. Nor does he draw in any obvious way from the sections in Muhasibi’s
works where tawba is addressed. There are, however, some general
conceptual overlaps between Muhasibi and Makki’s treatments of tawba,
but even here it remains difficult to know with any confidence whether these
are due directly to Muhasibi’s influence or to certain ideas in general
circulation within Sufi circles.
22 Renard, Knowledge of God, 37.
but notice the extent to which the Qur’an interlaces its fabric. Not only
does Makki open each chapter with the relevant thematic verses, he returns to
the Scripture for every subject he broaches. So deeply is the Qur’an interwoven
into the text, one might argue that it is something of a tafslr in
a different key. Makki’s claim that ‘the people of the Qur’an [...] are the people of God, and His elect’,[17] gives us a sense of the
central role of Scripture in his system of ascetic and moral psychology. But
this extreme reverence for Islam’s primary text is not a peculiar
characteristic of his unique brand of Sufism. As Schimmel has observed, ‘the
words of the Koran have formed the cornerstone of all mystical doctrines [in
Islam]’.[18] By integrating the
Qur’an so deeply into the substance of the Q<t Makki is
also able to argue forcefully for the legitimacy of his views of tawba in
particular, and Sufi ideas in general, through Revelation itself.[19] This employment of the sacred
text should not be viewed simply as a strategy to win converts to Sufism, but
reflects, as well, a genuine reverence and veneration for the message given to
the Prophet of Islam, as well as the depth to which the Qur’an was internalized
by Makki.
Makki also extensively utilizes Prophetic traditions
even though some critics, such as Ibn Kathir (d. 1373) accused him of employing
weak hadîths[20]—unsurprisingly,
the same charge that he would also level against Ghazali’s Ibya.[21] As we shall see in Makki’s discussion of repentance, he
frequently elaborates an idea using a hadlth as his starting
point. He also relies heavily on Sufi sayings and anecdotes. This almost
excessive use of quotations—from the Qur’an, the Prophet, and the Sufis
themselves—may be seen as a drawback, at least to the
sensibilities of the modern reader accustomed to flowing, uninterrupted prose.
One might get the impression that Makki has simply strung together various
sayings and divided them by subject headings. Knysh’s contention that the Q<t ‘simply
brims with long-winded quotations’,[22] is
accurate, to a certain extent, and one can make a similar observation about
other Sufi works that were composed around the same period. However, one should
not forget that these compositions were among the first to systematically
explicate Sufi ideas in Islamic history. Because the authors were transcribing
teachings that were very often transmitted orally, it was only natural that
some of these early works would be composed largely of the sayings of the
Prophet, his disciples and the earliest representatives of the tradition that
came to be defined later as Sufism. Thus one will find that much of what
Kalabadhi (d. 994-5) and Sarraj have to say in the Ta arruf and
the K. al-Luma‘—texts which were authored around the same time
period as the Q<t and which constitute, along with it, the
first real ‘manuals’ of Sufism—is quoted from earlier authorities.
Makki’s heavy reliance on quotations should not
however lead one to believe that the text is a haphazard string of Quranic verses,
Prophetic traditions, and Sufi aphorisms. Although a superficial reading of the
work might suggest that it is indeed, in the words of one scholar, ‘a rather
unsystematic heap of quotations’,[23] a
close analysis reveals that the quotations in fact serve as conceptual ‘pegs’
which allow Makki to ground and develop his own arguments. By basing his own
views on those of his early predecessors, Makki demonstrates to the reader that
his positions are not simply personal opinions, but rooted in the Sufi
tradition which he is representing. Although his treatment of material may
appear to be unsystematic and even disorganized at times,[24] this
does not mean that Makki’s various analyses in the Q<t lack,
as a whole, a coherent structure. This becomes clear in Makki’s discussion of
repentance, as the quotations which he employs serve to substantiate and
legitimate a complex and psychological analysis of the soul as it undergoes a
process of tawba and return to God. Makki does not simply
repeat the tradition to which he is heir, but engages it in a way that allows
him to express his personal views. His own ideas can be
unearthed by paying close attention to the progression
of his discussions, and the specific way he incorporates quotations into the
chapter.
THE OBLIGATORY NATURE OF TAWBA
Makki begins his discussion of tawba by highlighting its
obligatory nature within the religious and spiritual life. ‘There is nothing
more obligatory on creation’ he writes, quoting Sahl al-Tustari, ‘than
repentance’.[25] Tawba, in
Makki’s eyes, is not an optional act of religious devotion meant primarily for
those who have committed themselves completely to God, but a requirement for
the generality of believers. Unlike other expressions of religious piety, tawba is
an essential and inescapable requirement for anyone who surrenders to God. Nor
is repentance meant only for individual sins, but must, instead, be an
all-embracing process of self-purification. Like Muhasibi and numerous other
Sufis, Makki argues that the importance and value of tawba will
only be felt by the heedless soul when the opportunity to repent is no more,
and the soul is on the brink of final judgment. Makki notes that according to
one of the interpretations of the Quranic verse, ‘a gulf is placed between them
and what they desire’ (Q. 34. 54), the object of desire is the repentance that
is no longer possible at the moment of death. It is then that the soul will
desire a tawba that it is incapable of attaining.[26] ‘Repentance is not for those
who do wrong’, he quotes the Qur’an, ‘until when death attends one of them, he
says, ‘‘lo! I repent
now!’’’ (Q. 4. 18). The soul’s regret will be for neglecting to repent and
reform itself while the opportunity was still present. Makki writes, ‘He, most
High, has decreed that repentance is not accepted after the signs of the next
world are made manifest (%uhür a lam al-aklnra'ÿ.3 Among the
first of these signs is the appearance of the angel of death, the first
epiphanic manifestation from the world of the unseen.34
THE PROCESS AND CONDITIONS OF TAWBA
Makki’s analysis of the inner process of repentance yields significant
insights into the interrelation of the virtues within his psychological system.
In this respect, his ideas bear a resemblance to Muhasibi’s moral psychology.
Ultimately, for Makki, tawba cannot be separated from the
other maqamat which the aspirant must go through in his
journey to God. Although, as we shall see, it is most deeply connected to the
virtues of patience (sabr) and ascetic
self-discipline/struggle (mujahada), there are other positive
qualities which the soul will necessarily acquire, or be forced to acquire, in
order for its process of repentance to be sound, just as there are vices above
and beyond the particular sin or sins it is leaving which it will be necessary
to abandon. Repentance is an all consuming process that impels the soul in the
direction of a fuller and more complete religious life.
Near the opening of his chapter, Makki stipulates ten
requirements for the repentance of individual sins. For much of his analysis
of tawba, he elaborates, in one form or another, the implications
of these requirements. An examination of the chapter reveals that many of his
discussions can be drawn back to one or more of these conditions. Makki
emphasizes the importance of these conditions when he says that a close reading
of the sayings of the earliest members of the Muslim community about repentance
that have been transmitted to us will yield these ten conditions, and that the
ones who came after them elaborated on these conditions. Only near the end of
the chapter, when Makki begins to probe some of the higher levels of repentance
does he go beyond these
l-dunya li-yatübü)\ See Muhammad
b. Jarir al-Tabari, Jami al-bayan fl tafslr al-Quran (Beirut:
Dar al-Ma‘rifa, repr. 1992 [Bulaq, 1905-11]), xxi. 76.
33 Makki, Qüt, i. 365. For a treatment of the
angel of death (malak al-mawt), see Jalal al-Din
al-Suyûti, Sharh al-sudür bi-sharh hal al-mawta wa-l-qubür (ed.
Ta'ma Halabi; Beirut: Dar al-Ma‘rifa, 1996), 61-96. On the importance of tawba before
witnessing the angel of death, see 95-6.
34 Makki, Qüt, i. 364. Cf. al-Harith
al-Muhasibi, Ahkam al-tawba (MS. Berlin, 1435), fos. 9a-9b.
requirements. We will explore these further requirements at the end of our
inquiry.
The ten conditions which Makki states are incumbent
upon the taib (penitent or repenting one) are (1) not to
repeat the sin, and (2) if tried by it, to avoid, at all costs, falling back.
There must be no persistence in the sin. The taib must (3)
return to God from the sin, as well as (4) feel regret (nadam) for
what has been lost. (5) He must then vow or resolve to remain upright for the
remainder of his life, (6) fear the punishment which is his due, but also (7)
have hope in Divine forgiveness. (8) He must acknowledge (itiraf) that
he has sinned, but also that (9) God has decreed that sin for him (qaddara
dhalika "alayhi) and that this decree does not detract from His
justice (adl). (10) Finally, he must follow the sin with a
righteous act as a penance or atonement (kaffara) for his . 55
previous wrong.
Although Makki’s discussion of repentance remains, as
just noted, to a large extent an elaboration of these conditions, he does not
set up or structure his discussion so that the reader can see that he is in
fact expanding these conditions. Makki’s discussion lacks the relatively neat
structure one finds, for example, in a work such as Ghazali’s Ihya’. The
format of Makki’s analyses may be one reason why so few modern scholars have
attempted to study the Q<t. Only a diligent and patient
reader can begin to appreciate the full import of the work. Because of the
efforts Makki takes to demonstrate the legitimacy of his analyses, it is not
surprising that he opens his analysis of repentance by stipulating the conditions
outlined by the earliest generation of Muslims and then using them to develop
his subsequent inquiry.
THE PREDETERMINATION OF THE SIN
Makki does not devote equal space to all of the conditions outlined above.
In his chapter on tawba he has next to nothing to say about
the ninth condition, even though it remains one of the most problematic and
disputed issues in Islamic theology and a serious point of contention between
the Ash‘aris and Mu‘tazilis.36 The significance of this
condition is moreover underscored by the fact that both Ghazali and Ibn ‘Arabi
(d. 1240) in their chapters on tawba in the Ihya’ and
the Futühât, devote
36 Majid Fakhry, Ethical Theories in Islam (Leiden:
Brill, 1991), 35-57; id., A History of Islamic Philosophy (New
York: Columbia University Press, 2nd edn., 1983), 42-55.
significant attention to resolving the ethical dilemma raised by the
religious imperative to repent of pre-determined and Divinely created sins.[27] One might even say that this
question becomes the central problem in their respective analyses. We can only
speculate as to why Makki decides to overlook this issue altogether, with the
exception of acknowledging in principle God’s decree of the act. The reason
seems to lie in the practical or ‘amall nature of the work,
which holds Makki back from plunging into theological debates that have very
little bearing on the immediate needs of the spiritual seeker. Makki’s silence
might be no different than that of the Buddha when he was confronted by
metaphysical questions. The Buddha explained that for a man struck by an arrow,
it is of little use for him to know about trivial details about the archer and
the arrow, details which would not alleviate his suffering or attend to the
real problem at hand. The focus of an intelligent man would be on removing the
arrow and treating the wound. For Makki as well, theological inquiries in a
chapter concerned fundamentally with how to repent may
ultimately be seen to be of little use for one trying to pull out the arrows of
sin from his soul and healing the wound with the medicine of tawba.[28]
Another related reason for his silence may have to do
with a certain disdain for speculative theology (kalam) altogether,
which we know of on the basis of remarks he makes about the theologians in
other parts of the Qüt. He quotes, for example, Ahmad Ibn
Hanbal (d. 855) approvingly in his criticisms of the mutakallimün.3 Although
Ghazali could also be critical of kalam, he did not shy away
from probing deeply into such philosophical matters when occasion demanded it,
even in his later post-conversion years. In the case of Makki, he appears to
have had an aversion to such debates altogether, and the rational methods
employed to resolve them. Even in the ‘Ilm al-qulüb (Knowledge of
Hearts) which was meant for advanced mystics—if we are to accept the
attribution of the work to him—we do not find theological discussions of the
kind addressed by the representatives of that science.
The fifth condition Makki highlights is particularly important in
understanding the view he takes towards this maqam. His
stipulates that the taib must vow or resolve to remain upright
until his death faqd al-istiqama ila l-taa ila l-mawt). In
other words, he cannot truly be characterized by tawba as long
as an effort is not made on his part to loosen the shackles of all sin and make
a total commitment to obey God in all future matters. It would betray his
sincerity if he were to repent of one sin while recklessly indulging in others.
This is why Makki says that the ‘reality of uprightness’ demands of the taib to
‘follow the path of the one who sincerely turns (sabil man anaba) to
God’.40 This inaba4 must be
complete and total, requiring the full commitment of the seeker. It is in this
condition that we find what seems to be the most explicit requirement for the
all-embracing character of repentance. Although Makki nowhere states that God
rejects the repentance of the sinner who
95. See also my forthcoming article, ‘Contentment, Satisfaction and
Good-Pleasure (Rida) in Early Sufism’, Studies in
Religion/Sciences religieuses.
39 Makki cites the following saying from Ahmad Ibn
Hanbal, ‘The scholars of kalam are heretics (zanâdiqa)\ This
is in a short section where he raises his objections to the science of dogmatic
theology. See Qüt, i. 287.
41 Inaba is a close
Quranic synonym of tawba. According to al-Raghib Isfahan;, it
signifies ‘returning to Him through tawba and sincere action’.
See Mufradat, 828. Unlike tawba, however, inaba is
never used in the Qur’an with God as the subject: God is never mun;b.
The same applies to awba, another Qur’anic synonym of tawba.
repents from one sin but not others—as some of the Mu'tazili theologians
held[29]—he does appear to come close
to this position by requiring a complete change in the person’s life as part of
the repentance process. This is reflected in the words of an anonymous ‘alim he
quotes: ‘he who repented from ninety-nine sins while there remained a single
sin for which he did not repent is not from among the repentant ones in our
estimation (lam yakun ‘indana min al-ta ibín)’.[30] Makki’s view of the all-consuming
character of repentance is similar to that of Muhasibi, when he states in
regard to the importance of being prepared for death: ‘It entails that the
servant repent with a pure repentance (tawba tahira) for sins
and errors, so that if it were said to him, ‘‘you will die at this very hour,’’
he would find no sin requiring repentance for which he would request a
postponement [of death].’[31]
In his fourth condition of regret (nadam), Makki is in
agreement not only with the Sufis but virtually the entire spectrum of
theologians, from the Ash'aris to the Mu'tazilis, and also the Shi'a. If there
is one condition about which there is consensus, it is regret. This consensus
is no doubt rooted in one of the oft-repeated hadlths about tawba, that
regret is the sign of repentance.[32] Makki
says the reality of the regret is that the sinner never returns to the likes of
the sin which caused the regret. The regret, moreover, must be a deeply felt
and perpetual sadness (dawam al-huzn).
‘Among the signs of the sincerity (or truth) of repentance’, he says, ‘are
tenderness of heart and abundance of tears’.[33]
For Makki, the feeling of regret is made deeper by
what the taib should see as the magnitude of the offence even
though it may appear trivial to others. Deeming a sin to be trivial is,
according to one authority he cites, itself a major sin (istisghar
al-dhanb kablra). Although Makki does not consider all sins to be
major, as some held,[34] he does
encourage the repentant one to see the weight of the misdeed insofar as it is
an act of disobedience against God. By considering the sin to be trite, one in
fact magnifies it on the scales, and conversely, by magnifying it in one’s own
eyes, one diminishes its weight on the scales.[35] Despite
the subjectivity of this approach to sin, Makki still divides sins into the
major and minor, a classification which, in his view, remains independent of
one’s orientation towards sin. Nevertheless, Makki does seriously warn
the taib of trivializing his offence, as small as it may be
in the eyes of the Law, because, as God warned one of His friends, ‘do not look
at the insignificance of the wrong, but the magnificence of the One you face on
its account’.[36]
TAWBA AND OVERCOMING THE
INCLINATION TO REPEAT THE SIN
One of the ways to ensure the feeling of regret does not subside is for the
aspirant to continuously remember his sins. This will create a feeling of
humility before God. But Makki also sees the need to occasionally turn away
from the memory of the sin if such a memory has an adverse effect on the taib. If
he finds that by calling the sin to mind he feeds a renewed desire for it,
Makki suggests abstaining from the recollection altogether. This is because
such remembrance defeats its intended purpose, which is to deepen the
experience of tawba by intensifying the regret. Makki does not
dogmatically take the position that repentance requires of the beginner to
remember his sin in all circumstances. Instead, like a true doctor of the soul,
he administers medicine according to the illness of the taib. Acknowledging
the danger in remembering one’s sins, Makki writes:
Know that the one who is weak in certainty and of strong lower soul (nafs), is
not safe, when he remembers his sins, from feeling a passion (shahwa) for
them when he looks at them with his heart, or to incline towards them with his
lower soul, experiencing a sense of sweetness (Aalawa). And
this can become the cause for his [renewed] temptation.[37]
An individual of this kind should therefore avoid remembering past wrongs,
because ‘the cutting off of the causes [of sin] is safer, and what is safer for
the aspirant is better [for him]’.[38] Since
the desire for the sin and the sweetness the individual derives from it are
causes of the sin, the ta8ib must make it a priority to
eliminate such internal forces which draw him back to the direction he is turning
away from, even if it requires adopting a course of action which might diminish
the experience of regret and humility.
Although Makki’s concern with eliminating the soul’s
passionate desire (shahwa and hawa) for the
sin, along with the sweetness (Aalawa) it experiences upon
thinking about it, is guided by a desire to protect the sinner from repeating
the offence, he also sees intrinsic value in their elimination. The presence of
these qualities within the individual signifies a level of incompleteness
within the tawba process. If shahwa, hawa and Aalawa are
present, the person has only outwardly turned away from the sin. But
since tawba—insofar as it is a return to God and to obedience from
disobedience—must encompass both the outward and inward dimensions of the human
being, the inward inclination to sin must also be cut off. The traces of the
passion for the sin, as well as the sweetness the unregenerate soul feels when
it considers it, must be eradicated. To highlight this point Makki cites the sayings
of some of the earlier Sufis: ‘The repentance of the servant [of God] is not
sound until he forgets his
passions [for sin]’;[39] ‘One
of the signs of the sincerity of the repentant one is that the sweetness of
passion (hawa) be replaced by the sweetness of obedience’;[40] ‘the servant [of God] is not
repentant until the sweetness of conforming to the lower self is replaced by
the bitterness of opposing it’.[41]
But Makki also understands how difficult it can be to
eradicate these inner inclinations. The difficulty in self-purification is
compounded by the fact that the inner urges and inclinations are rooted in
human nature, within the very elemental makeup of the human being. Makki
mentions Sahl al-Tustari’s response upon being asked about the man who repents
from and leaves a particular sin, but then, when the thought of it occurs to
him, or he sees or hears about it, he experiences a sense of sweetness. ‘The
sweetness [he finds] is a natural disposition of the human being (al-halawa
tab al-bashariyya)’, Sahl al-Tustari responds, adding:
There is no escape from it, except if he lifts his heart towards his Lord
in complaint, by rejecting it within his heart, holding fast to the
rejection (inkar) and not parting from it; and praying to God
that He make him forget the remembrance of it and preoccupy him with other than
it from His remembrance and worship.[42]
Although Makki acknowledges, in conformity with Sahl, that the inner
inclination is a part of human nature, the taib is still
obliged to strive against it. ‘Repentance is not sound’, writes Makki, ‘as long
as passion persists (maa baqa al-shahwa)\[43] The taib is called
to subjugate those impulses which, though part of his nature, draw him to sin.
Though Makki does not explicitly state it, the elimination of these traits help
ensure the taib will remain true to the first, second, third
and fifth conditions stipulated earlier, namely that he (1) not repeat the sin;
(2) that if tried by it, he avoid it at all costs; and (3) that he return to
his Lord completely. Eradicating the root cause of the sin helps him fulfill
(5), his resolve to remain upright afterwards.
The way to strive against these inclinations is
through struggle (mujahada) and patience (sabr), the
second station on Makki’s schema of maqamat. By tying in the
qualities of struggle and patience to the process of tawba, Makki
illustrates the unity and interrelation of the virtues in his mystical
psychology. In the passage below, he argues that the eradication of the
passions which attract one to the sin is essential for the completion of tawba.
As long as these passions remain, there remains a latent danger of the ta’ib’s falling
back into the sin. Makki writes,
The best thing that a servant can do is cut off the passions of the lower
soul. This is sweeter (ahla) to him than what desire (hawa) [offers]
because [the lower soul’s] passions (shahawat) have nothing
[in truth] to offer that one might anticipate later, just like they have
nothing in the beginning that can be traced [i.e. because they are fleeting].
If he does not cut them off there will be for him no end [to them]. If [on the
other hand] he preoccupies himself with what he dislikes by increasing [acts]
of obedience (mazîd al-taat), he will find sweetness in
worship (halawat al-ribada). If not, he should
adhere to patience and struggle. This is the way of the truthful ones (sadiqm) from
among the aspirants (murîdîn). It has been said, about His
words, Most High, ‘Seek help from God and be patient’ [Q 7. 128], that they
mean, seek help from Him in worship [or in order to worship] and be patient in
your struggle against disobedience.[44]
Struggle and patience are therefore necessary components for the completion
of tawba insofar as they help the taib eliminate
lingering inclinations to repeat the offence. By diligently submitting himself
to religious acts of worship and self-denial, he will eventually come to find
the obedience to God, which he previously abhorred, to be sweet. Even if the
signs of this sweetness remain nowhere in sight, he must nevertheless persist
in sabr and mujahada until his persistence
bears visible fruit.
One of the ways to prevent the inclination to sin from
arising within the heart is by cutting it off from its internal sources. For
Makki the stages which lead one to the sin begin with the ‘incoming evil
thought’ of the act (khatir al-su).[45] This is the first step towards the
transgression. The safest course is for the ta'ib to block it
as soon as it appears, before it grows into an ‘[evil] whispering of the
soul (waswas al-nafs)’, and the
whispering into a more powerful and potentially
irresistible source of seduction:
The aspirant should work to eliminate the [evil] whispering of the
soul (waswas al-nafs) [prompting him] to sins (khataya),[46] otherwise he will fall into them. This is because the
[errant] thoughts (khawatir) grow strong and become
whisperings. And if the whisperings multiply, they become inroads (turuq) for
the Enemy [Satan] through the embellishment and seduction [of sin]. The most
harmful thing for the repentant one is to establish the evil thought in his
heart by giving attention to it, for it leads him to his destruction. Every
cause that induces one to disobedience, or calls one’s attention to
disobedience, is [itself an act of] disobedience. And every cause that
eventually leads one to carry out the sin is [itself] a sin, even if it is
[legally] permissible (mubah). Cutting off [the permissible
act] is [in turn] an act of worship. This is from among the subtleties of
acts (daqaiq al-a‘mal).[47]
Makki thus traces the root cause of the sin back to its very first thought.
Although the khatir is weak and insignificant in its own
right, it is the seed of the sin. If watered by the attention of the heart, it
will grow into a passion until the passion eventually manifests itself
externally in the form of an act.[48] The
seed must therefore be unearthed from the heart of the taib as
soon as it is planted by the winds of circumstance so no possibility of
disobedience remains.[49] Unlike
the warid, the khatir can be either a source
of good or evil.[50]
Like Muhasibi before him, Makki is acutely aware of
the potential of permissible acts or sources of pleasure to change, in the
proper circumstances, into causes of sin.64 If the taib becomes
aware of this danger, what is typically allowed by the Law becomes, in his
particular case, objectionable.65 Through a process of muraqaba and
self-reflection, the ta8ib should strain to identify the
subtlest causes for his disobedience to God and then strive to uproot them from
his soul.66 Insofar as the intention behind this effort remains
to overcome the propensity and inclination to sin, the entire process of
self-examination and taming the lower soul becomes a form of "ibada.
al-Azhariyya li-l-Turath, 1995), 90; Murata, Tao, 294. For more
on the khawatir in Makki see the thirtieth chapter of
the Qüt, i. 238-68. See also Murata’s brief discussion of
Makki’s chapter and a few translated excerpts in the Tao, 294-95.
For Makki’s analysis of the khawatir which arise in prayer,
see Qüt, ii. 202-7. For one of the earliest Sufi discussions
of the concept, see Abu Bakr Muhammad al-Kalabadhi, al-Tararruf
li-madhhab ahl al-tasawwuf (ed. Yuhanna al-Habib Sadir; Beirut: Dar
Sadir, 2001), 62-3, 114. For more on the technical relation of the khatir to
the warid and waswasa, see Qushayri, Risala, 196,
and Sells’s translation in Early Islamic Mysticism, 142-6. See
also Hujviri, Kashf, 208; Schimmel, Mystical
Dimensions, 256; Sulami, Darajat al-sadiqm (Stations of the
Righteous) (transl. Kenneth Honnerkamp) in Three Early Sufi
Texts (eds. Nicholas Heer and Kenneth Honnerkamp; Louisville: Fons
Vitae, 2003), 121, 125-6. These references illustrate the emphasis the Sufis
placed on discerning the origin of the incoming thoughts.
64 al-Harith al-Muhasibi, Bad8 man anaba ila
Allah in al-Tawba (ed. 6Abd al-Qadir Ahmad 'Ata; Egypt:
Dar alTtisâm, 1984), 29. Unlike Muhasibi, Makki does not suggest that one
deprive himself of permissible pleasures to punish the lower soul for its
intransigent defiance. The self-lacerating mortification Muhasibi encourages
for the ta8ib, though present in the Qüt, appears less
pronounced.
65 In another context Makki quotes Sahl al-Tustari, ‘tawba is
not made sound except by [their] leaving much of what is legally
permissible (kathîr min al-halal) out of fear that it might
take them into other than it (i.e. haram)’, Qüt, i. 380. The
saying also appears in the Tustari tafsîr as a gloss on Q. 25.
70, where, instead of kathîr min al-halal, he speaks of kathîr
min al-mubah. Immediately after Sahl’s aphorism in the tafsîr, 'À’isha
is quoted as saying, ‘Place a screen [or protection] of what is lawful (sitr
min al-halal) between yourselves and what is unlawful’. This
scrupulousness is thereby legitimated by no less an authority than the wife of
the Prophet himself. See Sahl al-Tustari, Tafsîr al-Quran al-karm (eds.
Taha 'Abd al-Ra’uf Sa'd and Sa'd Hasan Muhammad 'Ali; Cairo: Dar al-Haram
li-l-Turath, 2004), 209.
66 For Makki’s discussion of muraqaba, see Qüt,
i. 188-200, i. 210-30. For muhasaba, see 162-174. See also
Qushayri’s chapter on muraqaba in the Risala, 353-6.
ON EFFORTLESSLY ABANDONING THE SIN
Even though Makki considers struggling against the inclination to sin to be
laudable, and a proof of the ta’ib’s sincerity, the one who is
able to renounce the sin without much exertion, has, in his eyes, a loftier
standing before God.[51] This is
because the absence of such struggle (tanazu /mujahada) on his
part reflects a higher level of purity and the presence of a submissive lower
soul, at least in relation to the particular sin in question. The position
Makki takes on this particular matter was not, however, as he points out,
shared by all of the early Sufis. He notes that they were divided over the question
of whether the individual who had to struggle against a particular sin held a
loftier position, in the eyes of God, or the one who was able to leave the sin
without much effort.[52] [53] Ibn Abi al-Hawari (d. 844—5)69 and
the companions of Abh Sulayman al- Darani (d. 830)[54] held
that the former held a higher position because he would be rewarded both for
his tawba and his mujahada. The one who did
not have to struggle, on the other hand, received only the reward for
abandoning the sin. In their eyes, the temptation to sin was not itself
blameworthy. Rabah b. ‘Amr al-Qaysi, (d. 767)[55] [56] however,
as Makki notes, and with whom he agrees, argued that the one whose lower soul
puts up no resistance because ‘‘one of the signs of certainty and repose (shahid
min shawahid al-yaqin wa-l-tuma’mna71)” has a higher
standing.
He is less likely to fall back into the sin considering the temptation to
return is, in his case, altogether absent. The one who has to struggle against
his inclination is not safeguarded from returning.73 This
debate was similar to another one, notes Makki, regarding whether the
individual who had to struggle to give charity in the way of God was more
virtuous than the one who was generous without effort.74 Ibn
‘Ata’ (d. 922)75 and his companions held that the former was in a better
position since he would receive two rewards, one for his efforts and the other
for his charity. Junayd on the other hand argued that the latter held a higher
station because his effortless generosity (sakhawa) was the
fruit of zuhd. His generosity meant that he had already
acquired a positive character trait which was wanting in the case of the
former, whose struggle against worldly attachments signified that he had not
yet attained to the same rank.76
For Makki, although the struggle in the case of both
individuals in the examples above is commendable, the one who is able to
perform virtuous acts without internal impediments is more spiritually
advanced, more secure from the sin, and therefore closer to God. We can presume
that for Makki such a person has already gone through, at some earlier stage in
his life, the struggle which has brought him to the station at which he now
stands. This remains a mere presumption, however,
Rashid al-Din Maybudi (Oxford:
Oxford University Press and the Institute of Ismaili Studies, 2006), 227. For a
similar explanation put forward by an earlier but anonymous Sufi, see
Sulami, Haqaiq, i. 79; also Qushayri, Lata if
al-isharat, i. 120-1. Al-Ansari al-Harawi defined tuma’nîna, to
which he devoted an entire chapter in the Manazil al-sairin, as
a ‘repose (sukun) which is strengthened by a true security
similar to direct experience’: Keeler, Sufi Hermeneutics, 227;
al-Ansari al-Harawi, Manazil as-sa irin Shark Kamal al-Din rAbd
al-Razzaq al-Qasani (ed. Muhsin Bidarfar; Qum: Shari‘at, 2nd edn.,
1381 sh), 371. Most
importantly, tuma nina comes from the same quadrilateral root
as mutma inna. This latter term is used in the Qur’an to describe
the ‘soul at peace’, the nafs al-mutma inna of Q. 89. 27,
which for many Sufi psychologists represents the summit of human realization.
73 Makki, Qut, i. 369. The debate was
essentially one between the ulema of Iraq and Syria, with the Basrans giving
preference to the mujahid ta ib.
75 For more on Abu l-‘Abbas b. ‘Ata’, see Qushayri, Risala, 115-16.
Sulami frequently quotes him in the tafsir. See also Richard
Gramlich, Abi l-Abbas b. ‘Ata: Sufi und Koranausleger (Stuttgart:
Franz Steiner, 1995).
76 For a brief comparative analysis of the contrasting
views of Junayd and Ibn ‘Ata’ on this and other areas of the mystical path, see
Massignon, Essay, 151; id., The Passion of al-Hallaj (transl.
Herbert Mason; Princeton, NJ: Princeton University Press, 1982), i. 91-3.
because Makki does not explicitly state it. Although Makki’s stance in this
debate is, on the whole, persuasive, he does not address the question of the
person who is able to renounce the sin, not because he has reached a level of
self-mastery as a consequence of subjecting himself to a regimen of ascetic
training and spiritual exercise (riyada), but because of a
peculiar God-given temperament. In this case, the position of Ibn Abi al-Hawari
and Abh Sulayman al-Darani’s companions would appear more convincing. It would make
little sense for God to deprive the repenting one who struggles to overcome a
certain sin of a reward, while rewarding the one who does not have to struggle
simply because he is born with an innate disinterest in the vice, or a weaker
passion for it. In fact, he might, one could argue, be more accountable for
falling into the sin to begin with. A person who has a strong appetite for
food, for example, a characteristic he is born with, should not receive, one
would think, a lesser reward for keeping a gluttonous impulse in check than the
one who eats little because he lacks such cravings to begin with. Although it
is unclear how Makki would respond to these particular scenarios considering he
does not address them, his general position, as already mentioned, is to
privilege abandoning a sin or vice without exertion and inner resistance.
What is perhaps most interesting about this aspect of
Makki’s discussion, brief as it is, is that it reflects the more universal
significance of some of the issues that were being addressed in early Sufism. A
similar question as the one touched on in the Q<t was dealt
with in Western ethical philosophy,[57] starting
primarily with Aristotle. In the Nicomachean Ethics he argued
that a person could not be characterized by a particular virtue if the
performance of that virtue did not come easily to him. In order to possess the virtue
in question, the individual had to genuinely enjoy and find pleasure in it.
There had to be an inner attraction for the virtue and a corresponding
repulsion from the
opposing vice for him to be qualified by the exemplary
character trait.[58] For
Aristotle, a man could not be called courageous if he felt fear in the face of
circumstances that required bravery, or did not delight in acts of courage.
Generosity, likewise, required that one found selflessness and munificence
enjoyable. Thus he wrote that ‘moral excellence is concerned with pleasures and
pains’.[59] If one did not
experience joy in a particular virtue, he would be required to train himself,
in Aristotle’s view, until he found it enjoyable. A virtue had to be learned in
the same way as a craft or a particular art, through practice and repetition.
He argued that just as men become builders by practising the craft of building,
or lyre-players by continually playing the lyre, ‘so too we become just by
doing just acts, temperate by doing temperate acts, brave by doing brave acts’.[60] The learning of virtues,
however, did not consist of acquiring a theoretical knowledge of them, or
mastering their external forms, but of habituating the soul to find them
pleasurable. Virtue was therefore something which had to be acquired through
practice and repetition. It would be inappropriate to characterize someone as
virtuous who was undergoing a process of habituation just as one could not be a
called a craftsman until he learned the particular craft in question.
Aristotle’s understanding of the ideal virtuous man is
not entirely different from the realized Sufi in Makki’s thought, at least in
relation to the question of the soul’s inclination and attraction to what is
virtuous. Just as for Aristotle the ethically accomplished man finds it
pleasurable to do all that is good, the advanced Sufi, for Makki, finds
obedience to God pleasant. His soul is so trained through mujahada that
what he may have found to be difficult at the outset of his spiritual journey
comes effortlessly near the end, and becomes a source of inner joy. The
‘spiritual athleticism’ that he has undergone, and which has brought him to his
present state, is, in many ways, similar to the habituation Aristotle speaks
of. Both the virtuous man and the ideal Sufi possess a purity of soul
actualized through laborious practice. The performance of good
deeds, and the avoidance of evil ones, is
second-nature to both of them, ingrained into the substance of their beings.
For both Makki and Aristotle, it is not enough simply to know a virtue, or to
practise it with a heart that delights in its exact opposite. The one who
strives to attain ethical or spiritual perfection must actualize the latent
goodness of his soul, so that it comes to find all that is morally good to be
sweet, and all that is evil to be repugnant.
Despite these similarities, however, for Makki the
performance of a good act without struggle does not mean that the act itself
cannot be considered virtuous or good. If someone is grudgingly generous, he is
still generous because of the effort he makes to do what is commendable.
Aristotle, we know, would have disagreed. In his view such a man would simply
be on his way to acquiring the virtue. He was habituating himself—as he
should—to eventually find it pleasant, even though he could not yet be properly
qualified by it. Insofar as they both consider the one who does what is good
without struggle to stand at a higher rank of ethical and spiritual
development, Aristotle and Makki are in agreement, just as they are about the
thoroughly lamentable state of the one who is repelled by virtue and makes no
effort to pursue it.
A slightly different perspective on this question of
inner inclination and virtue was articulated in the Western philosophical
tradition by Immanuel Kant.[61] He
presents the case of a man who on account of some personal sorrow ‘which
extinguishes all sympathy for the plight of others’,[62] manages
to show them benevolence out of duty to the good. This act, in Kant’s eyes, has
more moral worth than the kindness shown by a man naturally disposed to such
sympathetic conduct, who acts simply on account of a good tempered and
congenial predilection. For the German philosopher it is not the inclination
and feeling to do what is good that makes an act morally commendable, but
carrying it out solely out of a sense of duty to the ‘categorical imperatives’
of the universal moral law.[63] The
ideal scenario is of a man who carries it out against
inner resistance with no personal benefit. For Kant
only then can one know that it is accomplished out of a sense duty and not mere
feeling.[64] Insofar
as Kant presents the man who struggles against his own urge to do what is right
as a model of virtue, his view comes close to the one which Makki attributes to
Ibn Abi al-Hawari and Abh Sulayman al-Darani’s disciples, when they argue that
the taib who leaves a sin with struggle is superior to the one
who leaves it without exertion. The struggle to do what is right signals for
both Kant and this group of Sufis the seriousness of the agent’s commitment to
what is morally right.
What we can gather from this comparison is the
universal significance of many of the debates that were taking place in early
Sufism and which are addressed in the Q<t. The Sufis were
not simply concerned with issues unique to their own community but with ethical
questions which had broad relevance and could be intelligible to those outside
of Muslim civilization. Even though the vocabulary of these debates was, for
the most part, derived from Islamic Revelation, it is not impossible to
extrapolate the universal import of these debates from their specific religious
and cultural contexts.
DOES TAWBA EVER COME TO AN END?
Despite the practical concerns of the Q<t, a feature of
the text which we have repeatedly drawn attention to in the course of this
article, a few of Makki’s analyses broach areas typically explored in greater
detail in more advanced mystical texts. Near the end of his chapter, shortly
before his classification of the seven sins which the aspirant must avoid, or,
if committed, immediately repent of, he goes into a short discussion of the
requirements of tawba nasüh, the ‘sincere repentance’ of Q.
66. 8. One cannot, for Makki, stand among the ranks of the tawwabln loved
by God[65] without fulfilling
these requirements. The ten conditions that Makki opened his chapter with lead
up to and in a sense culminate in this complementary list, the first nine of
which summarize many of the
themes he has explored in the chapter. The main intention behind these
conditions is to ensure that the ta’ib’s abandonment of what
he has left for God be total and uncompromising. The tawbat or
‘repentances’ for tawba nasüh, after the taib abandons
the sin, are that he must turn away from (2) speaking of the sin, (3) of all of
its causes, (4) of whatever is similar to the sin, (5) of thinking about what
he has left, (6) of listening to those who speak of it, (7) of his aspiration
or yearning for it, (8) of his deficiencies in fulfilling the rights of tawba,[66] and (9) of not completely desiring the face of God in
his tawba.[67] These
nine requirements are confined to the themes that he has explored, in greater
and lesser detail, over the course of the chapter. Makki in a sense reiterates
the steps the ta8ib must take to turn away from the sin both
externally and internally.
It is in the tenth condition however that he
introduces a new theme— central to many Sufi explorations—of the never-ending
cycle of repentance. Makki states that the final requirement of the
aspiring tawwab (‘oft-repenting one’) is that he should repent
of becoming complacent with his repentance and bringing it to a close.[68] According to this last
stipulation, the process of tawba should never reach an end.
The reason for this, argues Makki, is that even after the aspirant is able to
turn away from the particular sin, or sins, he is still tainted by deficiencies
and less perceptible faults in his return to God. Following his abandonment of
the sin or vice, he should repent of his shortcomings in fulfilling what is
demanded by the right of Divine Lordship (min taqslrihi ‘an al-qiyam
bi-haqq al-rububiyya), and then, of what is demanded by the reality of
his vision or witnessing of God (min taqsîrihi ‘an al-qiyam bi-haqlqat mush
ahadatihi).[69] To put it less opaquely, let us
recall that tawba has two dimensions: turning away from the
sin, on the one hand, and turning towards God, on the other. It comprises an
‘aversion’ and a complementary ‘conversion’, or spiritual ‘inversion’, in
which one labours to shift his focus from the created realm to his Origin.
Makki states that even when one succeeds in turning away from his sin, he will
still fall short in the second half of tawba, in his turn towards
God and in his mushahada of His magnificence. This is a higher
stage of tawba, and one which can only be realistically pursued by
one who is not tried by more elementary sins which afflict the common lot of
believers. But for those who have already left them, their focus should be on
perfecting repentance, and this perfection is only possible when the taib realizes
that since repentance is an unending process, he can never fulfill the
conditions of tawba nasüh. Paradoxically,
only when he realizes this fact, that he is never free of its demands, does he
fulfill its requirements and become a tawwab.
The underlying reason that the return to God
through tawba is never ending, at least in this world, is
because of the inability of the human being to attain moral and spiritual
perfection. Although the sins that one turns away from become subtler and more
difficult to detect as the aspirant matures on the Path, they never disappear.
No one is ever free of faults, not even the most advanced of Sufis. ‘For
everything he witnesses other than God’, says Makki, ‘there is a sin, and in
every rest he finds in other than Him, there is blame’.[70] Even
the mystic who is absorbed in his contemplation of God will have to turn in tawba from
a contemplation that is less perfect to one that is more perfect. This is why
Makki says that ultimately ‘there is no end to the repentance of the
enlightened one (la nihaya li-tawbat al-arif)’.[71] Since even the prophets did not shy
away from tawba, how, asks Makki, can those who do not stand
at the prophetic rank feel absolved of the obligation to repent? He writes:
For every station there is a repentance, and for every state from a station
there is a repentance, and for every act of witnessing (mushahada) and
unveiling (mukashafa) there is a repentance. This is the state
of the taib munib who is drawn close (muqarrab) to
God and loved by Him (indahu habib). This is the station of
the one who is tried and oft-repenting (muftan tawwab), meaning,
tried and tested by things and yet oft-repenting (tawwab) to
God most High.[72]
On the basis of this passage, Makki’s position on the obligation to repent
in all circumstances seems uncompromising. However, earlier in the chapter
Makki broaches a related subject, in which he takes a view that might appear to
conflict, at least on the surface, with the position he takes above. In
response to the debate that occurred in early Sufism as to whether tawba should
entail never forgetting one’s sin, or never remembering it, Makki acknowledges
that the latter view represents a position more appropriate for advanced Sufis.
He sees turning away from the remembrance of sins to engage in the remembrance
of God to be a higher form of tawba, but not necessarily
appropriate for novices. Thus he argues:
Some of them have said that the reality of repentance is that you [always]
place the sin before your two eyes. Another (group) has said that the reality
of repentance is that you forget your sin. These are the approaches of the two
groups, and the states of the folk of the two stations (ahl
al-maqamayn). As for the remembrance of sins: the way of the
aspirants (al-murldln) and the state of the fearful ones (khaifln), brings
forth for them, through the remembrance of sins, perpetual grief (al-huzn
al-daim) and an inescapable fear. As for the forgetting of sins
(because one is) preoccupied with prayers (al-adhkar) and what
one puts forward by way of an increase in acts of worship (ma
yastaqbilu min mazld al-amal), this is the way of the enlightened ones
and the state of the lovers [of God]. Their goal is witnessing Divine
Unity (shahadat al-tawhld), and this is a station of
knowing (maqam fll-ta arruf). The goal of the first group (on
the other hand) is observing the boundaries and limits (al-tawqlf
wa-l-tahdld), and this is a station of propriety (maqam fl
l-tarlf) [... but...] the station of
witnessing Divine unity (maqam shahadat al-tawhld) is
superior, in the eyes of the enlightened ones, to observing propriety (mushadat
al-tarrlf).93
If Makki sees immersing oneself in the contemplation of God to be superior
to remembering one’s sins, then does his view that one must always strive to
eliminate his shortcomings, regardless of the level of his mystical standing,
lead to a contradiction, or at least a tension, in his views? It might, if we
understand the second position to amount to an abandoning of tawba altogether,
as many of the Sufis did who used Junayd’s position to develop the concept
of tark al-tawba. For these Sufis, forgetting one’s sins
because of one’s absorption in the contemplation of God meant, essentially,
that one had reached a stage where one was no longer preoccupied either with
oneself, or one’s faults. Since tawba necessitated giving
attention to one’s faults in order to turn away from them, forgetting one’s
faults meant, for these Sufis, also to forget one’s tawba, or
to abandon tawba altogether. Ibn ‘Arabi argued that the ta8ib is
in a state of distance from his Divine origin because he is preoccupied with a
return through tawba.[73] [74] The repentant ones, he said, are the exiled
ones, because only those in a state of exile (hal al-ghurba) strive
to come back to their home. ‘There is no exile for the one who has returned to
his family’, wrote Ibn ‘Arabi, ‘except for the absent one (al-gha8ib),
and the absent one is in exile, and the exiled ones are the repentant ones’.[75] Sometimes this concept
of tark al-tawba was also expressed through the idea of
repenting of repentance, of tawbat al-tawba or al-tawba
min al-tawba, as in the case of the Andalusian Ibn al-‘Arif (d. 1141),
when he poetically declared, ‘many have repented, but no one has repented of
repentance but I (qad taba aqwam kathlr, wa-ma
taba min al-tawba illa ana)’.[76] [77] Ruwaym (d. 915)97 was perhaps one of the
earliest Sufi figures to speak in such terms. For Sarraj, his expression
conveyed the fundamental import of Junayd’s definition:
As for the response of Junayd, may God have mercy on him, that [tawba entails]
one forget his sin, it refers to the repentance of the realized ones (al-muhaqqiqln) who
do not recall their sins as a result of what has overcome their hearts of the
Majesty of God, and of the persistence of their remembrance of Him. This is
similar to [the response of] Ruwaym b. Ahmad, may God have mercy on him, when
he was asked about tawba and said that it is repenting of
repentance (al-tawba min al-tawba).[78]
Since to repent of something is to leave it, by drawing a parallel between
Ruwaym’s words and those of Junayd, Sarraj saw that Junayd’s definition
of tawba could imply turning away from repentance altogether.
It is true that many authorities, including Sarraj, understood that al-tawba
min al-tawba could also mean repenting of the deficiencies in one’s
repentance, which is to say, repenting of falling short in fulfilling its
requirements. This, for example, is how Kalabadhi explained Ruwaym’s words. He
wrote that what Ruwaym meant was no different from Rabi‘a al-'Adawiyya (d. 801)
when she said, ‘I seek forgiveness from my little sincerity in my saying, ‘‘I
seek forgiveness from God’’’.[79] But
although this later interpretation of al-tawba min al-tawba was
common,[80] it did not
necessarily preclude the first one. One could understand the expression in both
senses, commensurate with the level of the mystic.
There were figures who objected to the first interpretation, such as Ibn
Qayyim al-Jawziyya (d. 1350) who vehemently criticized the idea of
abandoning tawba altogether in his commentary on Ansari’s own
advice in the Manazil al-sairln to ‘repent of repentance’. Ibn
al-Qayyim stated that ‘repentance is of the greatest of good deeds (tawba
min a‘z,am al-Aasanat) and to repent of good deeds is of the greatest
of evil deeds, nay it is [outright] disbelief (bal huwa al-kufr)’. Although
he accepted the idea of tawba min al-tawba, what it meant for
him is that the individual ‘repent of the shortcoming of repentance (fa-yatubu
min nuqsan al-tawba)’.[81] What is significant for our
purposes, however, is that numerous Sufi authorities interpreted Junayd’s words
to imply the possibility of leaving repentance at a certain level of mystic
realization.
Despite these interpretations of Junayd, he himself
did not explicitly speak of turning away from or abandoning tawba based
on our sources. When he said that tawba is to forget one’s
sin, he simply defined the tawba of advanced mystics, but
without stipulating that the mystic should ever leave tawba altogether.
By preferring Junayd’s definition of tawba for more realized
individuals, Makki does not necessarily contradict himself. The apparent
inconsistency is based on an interpretation of Junayd’s definition that is not
necessarily required by his own words. It is not surprising that Makki does not
quote Ruwaym anywhere in his chapter on tawba. Since both
Kalabadhi and Sarraj in their own works, authored shortly around the same time
as the Q<t, cite Ruwaym’s words in their much shorter
chapters on tawba, we can presume that Makki, though familiar with
his expression, wished to avoid any confusion that quoting him might create in
the minds of his readers.
To summarize the results of our analysis of Makki’s treatment of tawba,
it is, as we have seen, first and foremost directed at the practical needs of
the spiritual aspirant. To this end he stipulates a number of requirements for
repentance to be sound and therefore acceptable to God. Tawba is
obligatory for all sins because without it the sinner stands in the perilous
state of potentially facing the consequences of his misdeeds in the form of
divine punishment. Unless God decides to forgive these offences out of
his unlimited Mercy, tawba is the only way to avoid these
consequences. The requirements of repentance, as we have also seen, are both
external and internal. Externally, the taib is called to avoid
those circumstances which might tempt him to repeat the offence, while
internally he must strive to eradicate all the impulses which attract him to
the sin. Moreover, he must feel regret for his wrong, strive to rectify his
past mistake, and follow the misdeed with pious acts as a display of the
seriousness of his commitment to tawba. The entire process is
difficult and laborious and calls for patience, struggle, and beseeching divine
help. We can better appreciate how Makki unifies and interrelates the virtues
within his mystical psychology by observing how the process of repentance
integrates these other key virtues. Although Makki does touch on some themes
which are dealt with in greater detail in more advanced mystical texts, his
primary focus, as we have seen, is to aid the aspirant in his spiritual
maturation and journey to God. His extensive use of Quranic verses, Prophetic
traditions, and sayings and anecdotes of the early Sufis legitimates,
ultimately, the preliminary stages of the Sufi path.
[4] Abu l-‘Abbas b.
Khallikan, Wafayat al-acyan (ed. Ihsan ‘Abbas;
Beirut: Dar al-Thaqafa, 1968-1973), iv. 303-4.
[5] Gerhard
Bowering, The Mystical Vision of Existence in Classical Islam: The
Qu/anic Hermeneutics of the Sufi Sahl At-Tustarl (Berlin: Walter De
Gruyter, 1980), 110-28; Knysh, Islamic Mysticism, 121-2.
[6] Renard, Knowledge
of God, 34.
[7] Knysh, Islamic
Mysticism, 121.
[8] Dhahabi (Siyar, xvi.
537) quotes a rather peculiar anecdote about his death: ‘Abu l-Qasim b. Bishran
said: ‘‘I entered into the presence of our shaykh, Abu Talib,
who said: if you know that my final state is good, then sprinkle over my grave
sugar and almonds [...] When I die, take my hand, and if I grasp yours, know
that my final end has been good [...] When he [Makki] passed away, he grasped
my hand with much strength, and so I sprinkled over his grave sugar and
almonds’’.’ Considering Makki’s rigorous asceticism, perhaps the sprinkling of
the almonds and sugar over his body symbolizes the ultimate gratification of
those desires that he renounced in this world.
[9] Dhahabi, al-Ibar
fl khabar man ghabar (Kuwait: (vols. 1, 4, 5 ed. Salah al-Din
al-Munajjid; vols. 2, 3 ed. Fu’âd Sayyid; Da’irat al-Matbu‘at wa-l-Nashr,
1960-66), iii. 34; id., Siyar, xvi. 536-7; Ibn
Khallikan, Wafayat, iv. 303-4.
[10] Abu Bakr b. ‘Ali
al-Khatib al-Baghdadi, Tarlkh Baghdad (Cairo: Maktabat
al-Khanji, 1931), iii. 89; Ibn Khallikan, Wafayat, iv. 303-4.
[11] It its most basic lexical sense, tawba refers to a
‘return’ (rujü). In the words
of Ibn Faris, ‘ta, waw and ba are
[when joined] a single word which refers to
[12] Ibn Abbâd of
Ronda, (details below) 126. He also said that the Qüt is
‘for Sufism what the Mudawwana is for legal science. It takes
the place of all others and none can substitute for it’. The Mudawwana of
Sahnun (d. 854), on which Ibn ‘Abbâd wrote a commentary, was ‘by all accounts
the most influential work in North African jurisprudence’. See John Renard
(transl.), Ibn Abbâd of Ronda: Letters on the Sufi Path (New
York: Paulist Press, 1986), ‘Introduction’, 48.
[13] For the influence of Makki’s Qüt on
Ghazali’s Ihya’, see H. Lazarus-Yafeh, Studies in al-Ghazzâlî (Jerusalem:
The Magnes Press, 1975), 34-5; Nakamura, ‘Makki and Ghazali on Mystical
Practices’, 83-91; Mohamed Sherif, Ghazali’s Theory of Virtue (Albany,
NY: State University of New York Press, 1975), 105-7.
[14] Makki, Qüt, i.
361.
[15] For more on tawakkul in
Makki, see Benedikt Reinert, Die Lehre vom tawakkul in der klassischen
Sufik (Berlin: Walter de Gruyter, 1968), 45-7, 85-90, 230, 264-8,
276-8, 285-9.
[16] Even the sections
of the Qüt which are of a more theoretical nature, such as its
brief inquiries into the reality of the heart, inner light, and faith, relate
in some manner or another to the pragmatic concerns of the aspirant. By setting
aside esoteric matters Makki wishes to avoid diverting the attention of the
amateur from the more pressing matters of the Path. Makki’s other extant
work, 6Ilm
[17] Makki, Q<t, i.
284. The saying is often cited as a prophetic tradition.
[18] Schimmel, Mystical
Dimensions of Islam, 25.
[19] By developing his
ideas on the basis of past revelation, Makki was an instrumental player in the
formation of a distinct Islamic Sufi tradition. Eric Hobsbawm’s remarks on the
construction of tradition aptly apply to the manner in which Makki sought to
legitimate Sufism through the Q<t. ‘Inventing traditions’,
writes Hobsbawm, ‘is essentially a process of formalization and ritualization
characterized by reference to the past’. The ‘ritualization’ component is
evident in Makki’s extensive treatment of the various forms of prayer, fasting,
and meditation that he encourages the spiritual seeker to adopt, all of which
have their precedent in some example from the life of the Prophet or his
disciples. See Hobsbawm, ‘Inventing Traditions’, in Eric Hobsbawm and Terence
Ranger (eds.), The Invention of Tradition (Cambridge:
Cambridge University Press, 1983), 4.
[20] Ibn Kathir, al-Bidaya
wa-l-nihaya (Beirut: Maktabat al-Ma‘arif, 1966), xi. 319-20.
[21] Ibid, xii. 174.
This was because Ghazali himself drew badiths from the Q<t in
the composition of his own work.
[22] Knysh, Islamic
Mysticism, 121.
[23] S. D. Goitein, ‘A
Plea for the Periodization of Islamic History’, Journal of the American
Oriental Society, 88/2 (1968): 224-8, at 225.
[24] This observation
is also made by Nakamura, ‘Makki and Ghazali’, 84; and Renard, Knowledge
of God, 37.
[25] Makki, Qüt, i.
362.
[26] Qushayri
unequivocally presents this as the interpretation of the verse in his own
commentary. See Tafsir al-Qushayri, al-musamma Lata’if al-isharat (ed.
‘Abd al-Latif Hasan ‘Abd al-Rahman; Beirut: Dar al-Kutub al-‘Ilmiyya, 2000),
iii. 57. According to other interpretations found in the tafsir tradition,
the object of desire is anything from a ‘return to the world’, ‘worldly
pleasures’, and ‘wealth and family’, to ‘faith’, ‘salvation [in the face] of
punishment’ and ‘paradise’. See Ibn Juzayy al-Kalbi al-Gharnati, Tas
hil li-ulüm al-tanzil (ed. ‘Abd Allah al-Khalidi; Beirut: Dar
al-Arqam, [1995].), ii. 170; Muhammad b. ‘Ali al-Shawkani, Fath
al-qadir (Damascus: Dar Ibn Kathir, 2nd revised edn., 1998), iv. 386;
Jalal al-Din al-Suyuti and Jalal al-Din al-Mahalli, Tafsir al-jalalayn (eds.
‘Abd al-Qadir al-Arna’ut and Ahmad Khalid Shukri; Damascus: Dar Ibn Kathir,
1998), 434; Fakhr al-Din al-Razi, al-Tafsir al-kabir (Beirut:
Dar al-Kutub al-‘Ilmiyya, 1990), xxv. 236. The most common interpretation cited
by Tabari is faith, though he also mentions the interpretation of Mujahid—whom
Makki may have anonymously referred to—for whom the object of desire is a
‘return to the world so that they may repent (al-rujü il:
[27] See the chapters
on tawba in Abu Hâmid al-Ghazâlï’s Ihya’ r ulüm
al-dln (Aleppo: Dar al-Wa'y, 1998), iv. 8-11, and Ibn
al-'Arabi’s al-Futühat al-Makkiyya (ed. Ahmad Shams al-Din;
Beirut: Dar al-Kutub 'Ilmiyya, 1999), iii. 208-14. For an overview of Sufi
approaches to predestination and God’s creation of human acts, see Richard
Gramlich, ‘Mystical Dimensions of Islamic Monotheism’ in Annemarie Schimmel and
Abdoldjavad Falaturi (eds.), We Believe in One God: The Experience of
God in Christianity and Islam (New York: Seabury Press, 1979), 136-49.
On the contested issue of the exact nature of predestination in Ghazali, see
Binyamin Abrahamov, ‘Al-Ghazali’s Theory of Causality’, Studia Islamica 67
(1988): 75-98; Therèse-Anne Druart, ‘Al-Ghazali’s Conception of the Agent in
the Tahafut and the Iqtisad: Are People
Really Agents?’ in James Montgomery (ed.), Arabic Theology, Arabic
Philosophy: From the Many to the One: Essays in Celebration of Richard M.
Frank, (Leuven: Peeters, 2006), 426-40; Michael Marmura, ‘Ghazalian
Causes and Intermediaries’, Journal of the American Oriental Society 115
(1995): 89100; id., ‘Ghazali and Ash’arism Revisited’, Arabic Sciences
and Philosophy 12 (2002): 91-110. On Ibn al-'Arabi’s view of
predestination, see Chittick, ‘Acts of God and Acts of Man’ in Sufi
Path of Knowledge: Ibn al-Arabl’s Metaphysics of Imagination (Albany:
SUNY, 1989), 205-11. For a general survey of the problem of predestination
in kalam, see Harry Wolfson, Philosophy of the
Kalam (Cambridge, MA: Harvard University Press, 1976), 518-77.
[28] Makki does,
however, briefly touch on the question of the predestination of sins in his
chapter on rida, but even here, he does not probe into the
logic behind taking responsibility for acts that were determined by God.
See Qüt, ii. 89-90,
[29] See for example
Manakdim Ahmad b. Abi Hashim al-Qazwini, Sharh al-usül al-khamsa (incorrectly
attributed to 'Abd al-Jabbar b. Ahmad), (ed. 'Abd al-Karim 'Uthman; Cairo:
Maktabat Wahba, 1965), 794.
[30] Makki, Qüt, i.
385. Abu 'Ali al-Daqqaq, the teacher of Qushayri who was also a near
contemporary of Makki makes a similar point about the importance of a tawba that
embraces all sins. He says that ‘nothing of this Path is opened’ for the one
who ‘did not repent (lam yatub) at the hands of his shaykh or
someone else, of all of his slips, both hidden and open, both small and large’.
See ‘Abd al-Wahhab al-Sha'rani, al-Anwar al-qudsiyya fl bayan qawaid
al-süfiyya (Beirut: Dar Sadir, 2004), 238.
[31] Muhasibi,
al-Riaya li-huqüq Allah, (ed. ‘Abd al-Qadir 'Ata’; Cairo: Dar al-Kutab
al-Haditha, 1970), 154. See also Michael Sells, Early Islamic
Mysticism: Sufi, Qur’an, Miraj, Poetic, and Theological Writings (New
York: Paulist Press, 1996), 180.
[32] Abu l-Qasim
al-Qushayri, al-Risala (eds. 'Abd al-Halim Mahmud and Mahmud
b. Sharif; Damascus: Dar al-Farfur, [1996] 2002), 207.
[33] Makki, Q<t, i.
367.
[34] Ibid. This view
was held by some on the grounds that insofar as every sin is an offence against
God, it cannot be trivialized. Thus Makki states that ‘minor sins (saghair) in
the eyes of the fearful ones (khaifin) were major sins (kabair)\ The
view that there are no minor sins was famously attributed to Ibn ‘Abbas when he
said that ‘everything that God has prohibited is a major sin (kabira)’. See
Ghazali, Ihya, iv (K. al-Tawba). 50. Ghazali
(iv. 51) also quotes one of the enlightened ones (bard
al-arifin) as saying, ‘there is no such thing as a minor sin, for
every act of disobedience is a major sin’. Fakhr al-Din al-Razi (al-Tafsir
al-kabir, xxix. 8) also observes that, from one perspective, every sin
can indeed be seen as an enormity: ‘in its origin every sin is a major
sin (kabira), because the blessings of God are many, and to
transgress [against] the Giver of blessings (al-mun im) is a
great sin (sayyi’a ra%ima)’. The Ash‘ari
theologian Ibrahim b. Muhammad al-Bajuri (d. 1860) in his criticism of this
view ascribes it to the Kharijis, while ascribing the inverse view that all
sins are minor to the Murji’is: TuAfat al-murid ‘ala jawharat al-tawAid (ed.
‘Abd al-Salam al-Shannar; Damascus: Dar al-Bayruti, 2002), 464.
[35] Cf. Ghazali, IAyA, iv
(K. al-Tawba). 50.
[36] Makki, Q<t, i.
367.
[37] Ibid, 368.
[38] Ibid.
[39] Ibid, 366.
Anonymously attributed to ‘one of the enlightened ones (bacd
al-arifiri)’’.
[40] Ibid.
[41] Ibid.
[42] Ibid, 369.
[43] Ibid, 370.
Interestingly, he quotes Sahl al-Tustari of all people to justify the view that
in some circumstances of the initial journey, it may be in the aspirant’s
interest to forget his sins. Although Sahl al-Tustari is not taking the view
that this ‘forgetting’ is because of one’s spiritual development, as in the
case of Junayd, it nevertheless indicates that there are circumstances
where tawba need not be characterized by a remembrance of
one’s past wrongs.
[44] Ibid, i. 377.
[45] I follow Sachiko
Murata in translating khatir as ‘incoming thought’ since it
seems most accurately to convey the import of the term. The khawatir ‘are
‘‘incoming’’ ’, writes Murata, because ‘they come from some place’. See
Murata, The Tao of Islam (Albany, NY: State University of New
York Press, 1992), 293. We lose this sense of the term when khatir is
rendered simply as ‘passing thought’. See also n. 63 below.
[46] Khataya are literally ‘faults’, ‘mistakes’, or
‘errors’. Khatl’a is a close equivalent of vice, whose
primary meaning is ‘fault’, ‘defect’, or ‘flaw’.
[47] Makki, Qüt, i.
379.
[48] Compare with Hujviri,
who proposes a slightly different order of psychological ‘events’ which lead
to the sin: ‘the devil cannot enter a man’s heart until he desires to commit a
sin; but when a certain quantity of passion appears the devil takes it and
decks it out and displays it to the man’s heart, and this is called
suggestion (waswas). It begins from passion [hawa]’. See
‘Ali b. ‘Uthmân al-Jullabi Hujviri, Kashf al-mahjUb: The Oldest Persian
Treatise on Sufism (transl. Reynold A. Nicholson; Lahore: Islamic Book
Service, [1911] 1992), 208. The overriding concern of both authors is
nevertheless with effacing the very origin of the offence.
[49] Although Makki
does not address the origin of the thought itself, we can presume it may emerge
either through an external stimulus or spontaneously from within.
[50] The Sufi
psychologists typically differentiate between four sources of the khawatir. They
can either come from God, the angels, the self/soul, or satans. All khawatir that
call to meritorious works are ‘divine (ilâhî)’. See ‘Abd
al-Razzaq al-Kashani, Istilahat al-süfiyya (ed. ‘Abd al-‘Àl
Shahin; Cairo: Dar al-Manar, 1992), 177; id., Rashh al-zulal (ed.
Sa‘id ‘Abd al-Fattah; Cairo: al-Maktabat
[51] Makki, Qüt, i.
369.
[52] Ibid. Cf.
Ghazali, Ihya’ (K. al-Tawba), iv. 64-5.
[53] For biographical
entries, see Hujviri, Kashf, 118-19; Qushayri, Risala, 86-7.
[54] For a survey of
the source material on Abu Sulayman al-Darani, see Richard Gramlich, ‘Abu
Sulayman ad- Darani’, Oriens, 33 (1992): 22-85.
[55] For more on him
see Massignon, Essay, 150.
[56] Makki may be
drawing a relation between tuma8n;na and yaq;n partly
on the basis of Muhasibi’s influence. In the Risalat al-mustarshidin Muhasibi
states that ‘yaqin has a beginning and an end: its beginning
is tuma’nina and its end is finding sufficiency in being alone
with God (ifrad Allah bi-l-kifaya)’. See Risalat
al-mustarshidin (ed. ‘Abd al-Fattah Abu Ghudda; Aleppo: Maktab
al-Matbu at al-Islamiyya, 1964), 92. The relation between ‘certainty’ and
‘repose’ can be traced back to the Qur’an, in which Abraham asks for a direct
sign from God ‘so that my heart may be at rest (li-yatma’inna qalbi)’ (Q.
2. 260). According to Sahl al-Tustari, Abraham was not troubled by doubt but
asked for a direct unveiling that would increase his yaqin. See
‘Abd al-Rahman al-Sulami, Haqaiq al-tafsir: tafsir al-Quran al-Aziz (ed.
Sayyid Umran; Beirut: Dar al-Kutub al-‘Ilmiyya, 2001), i. 79. The twelfth
century Maybudi saw in Abraham’s request a desire that his ‘knowledge of
certainty (6ilm al-yaqin) might become the eye of certainty (
ayn al-yaqin)\ Annabel Keeler, Sufi Hermeneutics: The Qur’an
Commentary of
[57] Susan Stark has succinctly expressed the proposition
vigorously debated in Western philosophy from the time of Aristotle, namely,
that ‘it matters not only that a person do the right action, but also that she
feel the right away’. See her ‘Virtue and Emotion’, Nous 35/3
(2001): 440-55. For further treatments of this question in Western ethical
philosophy, see Jack Kelly, ‘Virtue and Pleasure’, Mind 82
(1973): 401-8; Gabriele Taylor and Sybil Wolfram, ‘Virtues and Passions’, Analysis 31/3
(1971): 76-83. The debate among the Sufis centred on determining which action
is more virtuous, while in Western ethical philosophy, the parallel debate was
centred on determining whether a virtuous action requires a corresponding
emotion. The relation between these two issues is drawn out in the following
analysis.
[58] Aristotle, Nicomachean
Ethics (transl. David Ross; Oxford: Oxford University Press, 1980),
1104b4-b6; Taylor and Wolfram, ‘Virtues and Passions’, 76.
[59] The full passage
in Aristotle runs, ‘We must take as a sign of states of character the pleasure
or pain that supervenes upon acts; for the man who abstains from bodily
pleasures and delights in this very fact is temperate, while the man who is
annoyed at it is self-indulgent, and he who stands his ground against things
that are terrible and delights in this or at least is not pained is brave,
while the man who is pained is a coward. For moral excellence is concerned with
pleasures and pains’ (1104b4-b10).
[60] Aristotle, Nicomachean
Ethics, 1104a-b.
[61] Immanuel Kant, Foundations of the Metaphysics
of Morals and What is Enlightenment? (transl. Lewis White Beck; New
York: Liberal Arts Press, 1959), 14-15; Taylor and Wolfram, ‘Virtues and
Passions’, 76.
[62] Kant, Foundations, 14-15.
[63] This law for Kant is a rational law. In so far as he
places reason at the very centre of morality, his ethical philosophy comes very
close to that of the Mu'tazilis. For a recent study of Mu'tazili ethics, see
Sophia Vasalou, Moral Agents and Their Deserts: The Character of
Mutazilite Ethics (Princeton, NJ: Princeton University Press, 2008).
See also Richard Martin, Mark Woodward, and Dwi Atmaja, Defenders of
Reason in Islam: Mu tazilism from Medieval School to Modern Symbol (Oxford:
Oneworld, 1997).
[64] Kant, Foundations, 14-15.
The reasons which for Kant make it so difficult for us to understand the
motives behind apparently virtuous actions are not unlike those which Ghazali
presents in the Kitab al-nlya wa-l-ikhlas wa-l-sidq of
the Ihya. Both Kant and Ghazali provide four examples of
humans actions to illustrate the complexity of human intention; cf. Kant, Foundations, 9-14;
Ghazali, Ihya, v. 112-14.
[65] See Q. 2. 222.
This is the only occasion in the Qur’an where the human being is referred to by
the emphatic tawwab. In the other ten instances the mubalagha form
is used only of God.
[66] This, we can
assume, would include shortcomings in islah.
[67] Makki, Qut, i.
385.
[68] Ibid.
[69] Ibid.
[70] Ibid, 385-6.
[71] Ibid, 385.
[72] Makki, Q<t, i.
385.
[73] Makki, Q<t, i.
368. Cf. Ghazali, Ihya (K. al-Tawba), iv. 65-6.
[74] Ibn ‘Arabi, al-Fut<hat
al-makkiyya, iii. 215-16.
[75] Ibid, iii. 216.
[76] Ibn 'Arabi, al-Futühât
al-makkiyya, iii. 215. See also the 241st mawaqif of
'Abd al-Qadir al-Jaza’iri’s Kitab al-mawaqif (Dar al-Yaqza,
1966), ii. 544. He is most likely citing Ibn al-'Arif indirectly through Ibn
'Arabi, whose influence on his own discussion of tawba, as
well as the Mawaqif in general, is clear.
[77] For a survey of
the source material on him, see Gramlich, Abl l-Abbas b. ‘Ata; id., Alte
Vorbilder des Sufitums (Weisbaden: Harrasowitz, 1995-96), i. 447-82.
[78] 'Abd Allah b. 'Ali
al-Sarraj, K. al-Lumar fl al-tasawwuf (ed.
Reynold Nicholson; Leiden: Brill, 1914), 43; Sells, Early Islamic
Mysticism, 199-200. See also Qushayri, Risala, 213
[79] Kalabadhi, Ta'
arruf, 64; cf. A. J. Arberry, The Doctrine of the Sufis (Cambridge:
Cambridge University Press, 1935), 83.
[80] So common that even an astute modern scholar such as
Renard restricts his explanation of Ruwaym’s definition to this interpretation
when he writes, ‘others such as Ruwaym, emphasize that genuine repentance
requires that one repent even of repenting itself, as if warning of the
danger of complacency and of self-congratulatory willingness to rest in this
humble beginning [italics mine]’. See John Renard, Historical
Dictionary of Sufism (Lanham, MD: Scarecrow Press), 199-200.
[81] For Ibn Qayyim al-Jawziyya tawba min al-tawba can
include tawba for witnessing one’s tawba as
if it were one’s own and not the result of a divine gift. See Madarij
al-salikin bayna manazil Iyyaka na'budu wa-iyyaka nasta'în (ed. ‘Abd
al-‘Aziz b. Nasir al-Julayyil; Riyadh: Dar Tayba, 1423 [2002-3]), i. 374-5.
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